-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MWAMdvNHBAzvp9EbKsKporMbYYii51JhwkgtPfVtbv06fcibIlD1DNMz8m2Dblmk jEkohyhdweh9Bv/fUZq+BA== 0000950123-03-001024.txt : 20030207 0000950123-03-001024.hdr.sgml : 20030207 20030207115756 ACCESSION NUMBER: 0000950123-03-001024 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030207 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CRUCELL NV CENTRAL INDEX KEY: 0001126136 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-51066 FILM NUMBER: 03543835 BUSINESS ADDRESS: STREET 1: ARCHIMEDESWEG 4 STREET 2: 2333 CN LEIDEN CITY: THE NETHERLANDS STATE: P8 ZIP: 00000 MAIL ADDRESS: STREET 1: CT CORPORATION SYSTEM STREET 2: 111 EIGTH AVE 13TH FL CITY: NEW YORK STATE: NY ZIP: 10011 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: 3I INVESTMENTS PLC CENTRAL INDEX KEY: 0001163603 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 91 WATERLOO ROAD CITY: LONDON SEI 8XP STATE: A1 ZIP: 00000 BUSINESS PHONE: 011442079753284 MAIL ADDRESS: STREET 1: 91 WATERLOO RD CITY: LONDON SEI 8XP STATE: A1 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: 3I BIOSCIENCE INVESTMENT TRUST PLC DATE OF NAME CHANGE: 20011213 SC 13G 1 u45848sc13g.txt SCHEDULE 13G OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response...11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ___________)* Crucell NV ------------------------------------------------------- (Name of Issuer) Ordinary 0.24 EUR ------------------------------------------------------- (Title of Class of Securities) 228769 10 5 ------------------------------------------------------- (CUSIP Number) December 31, 2002 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [x] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. SEC 1745 (12-02) CUSIP No. 228769 10 5 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). 3i Investments plc - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) NOT APPLICABLE - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United Kingdom - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares 1,822,000 ----------------------------------------------------- Beneficially 6. Shared Voting Power Owned by ----------------------------------------------------- 7. Sole Dispositive Power Each 1,822,000 ----------------------------------------------------- Reporting 8. Shared Dispositive Power Person With - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,822,000 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) No - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 5.11% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- TABLE OF CONTENTS SCHEDULE 13G CRUCELL NV ITEM 1. (a) Name of Issuer Crucell NV (b) Address of Issuer's Principal Executive Offices Archimedesweg 4, 2333 CN Leiden. The Netherlands ITEM 2. (a) Name of Person Filing 3i Investments plc (b) Address of Principal Business Office or, if none, Residence 91 Waterloo Road London SE1 8XP (c) Citizenship United Kingdom (d) Title of Class of Securities Ordinary 0.24EUR (e) CUSIP Number 228769 10 5 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: NOT APPLICABLE ITEM 4. OWNERSHIP. (a) Amount beneficially owned: 1,822,000 (b) Percent of class: 5.11% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 1,822,000 (ii) Shared power to vote or to direct the vote (iii) Sole power to dispose or to direct the disposition of 1,822,000 (iv) Shared power to dispose or to direct the disposition of ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS NOT APPLICABLE ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. 2 clients of this filer has the right to receive dividends/ The interest of such clients is less than 5%. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. NOT APPLICABLE ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP NOT APPLICABLE ITEM 9. NOTICE OF DISSOLUTION OF GROUP NOT APPLICABLE ITEM 10. CERTIFICATIONS NOT APPLICABLE SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 07 February 2003 ------------------------ Date Vipul Nagji ------------------------ Signature Operations Manager ------------------------ Name/Title The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties for whom copies are to be sent. ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----